Internal Audit & SOX
We help organizations build strong internal control environments, improve financial and operational reliability, and navigate regulatory expectations with confidence.
What We Do
Robust Internal Audit & SOX Compliance Solutions
Internal Audit & SOX Compliance are critical pillars of strong corporate governance. We help organisations evaluate internal controls, strengthen financial reporting integrity, and identify risks before they become operational challenges.
Our approach goes beyond checklists — we understand your processes end-to-end, ask the right questions, and uncover improvement opportunities that create measurable value.
We tailor every engagement to the organisation’s structure, industry, and regulatory environment. Whether you’re preparing for SOX readiness, enhancing Internal Financial Controls (IFC), or building a mature internal audit function, our frameworks bring clarity, transparency, and compliance at every step.
Our Process
Internal Audit & SOX Compliance Process
Our Internal Audit & SOX methodology is structured, transparent, and customised to each organisation’s industry, size, and regulatory needs.
We work closely with management teams to ensure accurate documentation, effective controls, and seamless compliance.
01
Planning & Risk Assessment
Understanding your processes, control environment, and key risk areas.
02
Process Documentation & Controls Mapping
Documenting workflows, identifying existing controls, and mapping them to SOX/IFC requirements.
03
Design & Operating Effectiveness Testing
Testing controls to evaluate design adequacy and operational effectiveness.
04
Remediation
Clear reporting with issues prioritized based on impact and severity.
Our Capabilities
Our Key Internal Audit & SOX Capabilities
We provide a complete suite of Internal Audit & SOX offerings that strengthen controls, improve reliability and support sustainable compliance across functions and geographies.
Risk-Based Internal Audits
We go beyond box-ticking, using a risk-based approach to identify blind spots, review controls, validate corrective actions and highlight improvement opportunities that strengthen governance and decision-making.
SOP, Policies & Risk Control Matrix (RCM)
We design and implement SOPs, policies and RCMs that map risks to controls, define responsibilities and build streamlined, well-governed processes aligned with regulatory requirements.
Sarbanes–Oxley (SOX) Compliance
We go beyond box-ticking, using a risk-based approach to identify blind spots, review controls, validate corrective actions and highlight improvement opportunities that strengthen governance and decision-making.
Internal Financial Controls (IFC)
We go beyond box-ticking, using a risk-based approach to identify blind spots, review controls, validate corrective actions and highlight improvement opportunities that strengthen governance and decision-making.
Process Improvement & Automation
We go beyond box-ticking, using a risk-based approach to identify blind spots, review controls, validate corrective actions and highlight improvement opportunities that strengthen governance and decision-making.
Why Choose Us
Why companies choose HQC for Internal Audit & SOX?
- Deep Expertise Across SOX, IFC & Global Audit Frameworks
- Business-First Audit Approach, Not Checklist-Driven
- Cross-Functional Understanding Across Finance, Ops, HR, Supply Chain & IT
- Clear Reporting & Actionable Insights
- Control Designs That Improve Both Compliance & Efficiency
- Experience Across KSA, UAE, India & North America
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